Form D · REITS and Finance
Ellington Agency REIT Inc.
Old Greenwich, CT · CIK 0001517044
Offering snapshot reported Apr 5, 2011 · SEC filing
- Reported sold
- Yet to sell Offering amount: $236M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 5, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $9M
- Finders' fees
- $0
- Form D file number
- 021-157834
Represents gross proceeds if all securities are sold.
No placement fee paid on 750,000 shares to be purchased by Ellington REIT Management LLC.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Deutsche Bank Securities Inc. | 2525 |
Source: Form D, filed Apr 5, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Paul A. Asaro | Executive |
| Daniel R. Margolis | Executive |
| Laurence E. Penn | Director, Executive |
| Thomas F. Robards | Director |
| Ronald L. Simon, Ph.D. | Director |
| Nikolay I. Stoytchev | Executive |
| Mark I. Tecotzky | Executive |
| Michael W. Vranos | Director, Executive |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:
53 Forest Avenue
Old Greenwich, CT, 06870
Old Greenwich, CT, 06870