Form D · Hedge Fund

ELKHORN FUND LLC

Chicago, IL · CIK 0001160397

Offering snapshot reported Feb 21, 2014 · SEC filing

Reported sold
$279M
Indefinite offering
Investors reported
65
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jul 1, 2001
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$140M$279MMar 12, 2009Feb 23, 2010: $232,105,546.00Feb 23, 2010Feb 22, 2011: $237,605,546.00Feb 22, 2011Feb 22, 2012: $273,859,193.00Feb 22, 2012Feb 21, 2013: $278,784,193.00Feb 21, 2013Feb 21, 2014: $279,284,193.00Feb 21, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$278,784,193 → $279,284,193
  • Reported investors64 → 65

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 21, 2014Amendment$279,284,193$500,000vs Feb 21, 201365SEC filing
Feb 21, 2013Amendment$278,784,193$4,925,000vs Feb 22, 201264SEC filing
Feb 22, 2012Amendment$273,859,193$36,253,647vs Feb 22, 201164SEC filing
Feb 22, 2011Amendment$237,605,546$5,500,000vs Feb 23, 201060SEC filing
Feb 23, 2010Amendment$232,105,546No comparison59SEC filing
Mar 12, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$19.9K (estimated)
Finders' fees
$0
Form D file number
021-67504
The sales commissions reported are for 2011 only and was paid to a broker no longer associated with the Issuer. The Issuer is not using brokers at this time for sales of its securities

Source: Form D, filed Feb 21, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE ELKHORN FUND, LLC

Investment adviser: SANBORN KILCOLLIN PARTNERS, LLC

Gross asset value
$95.7M
Beneficial owners
30
ADV minimum commitment
$1M

Reported in Form ADV on Aug 12, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET CAYMAN TRUST COMPANY, LTD TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP CHICAGO, Illinois, United States
Custodian BNP PARIBAS PRIME BROKERAGE, INC. CHICAGO, Illinois, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. CHICAGO, Illinois, United States
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

J.P. MORGAN CLEARING CORP.
SEC 8-43724

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 839041 · Aug 12, 2014 · Schedule D 7.B.(1), fund 805-8113736182

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
T. Eric Kilcollin Director, Promoter
Robert J Sanborn Director, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
70 West Madison Street Suite 5320
Chicago, IL, 60602