Form D · Private Equity Fund

Electrum Strategic Opportunities Fund L.P.

New York, NY · CIK 0001637981

Offering snapshot reported Mar 9, 2016 · SEC filing

Reported sold: $128M
Investors reported: 5
Minimum accepted: $5M
First sale: Mar 20, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$122,777,778 → $127,673,956

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 9, 2016	Amendment	$127,673,956	$4,896,178vs Apr 3, 2015	5	SEC filing
Apr 3, 2015	Initial	$122,777,778	No comparison	5	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $1.63M
Finders' fees: $0
Form D file number: 021-237265

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Credit Suisse Securities (USA) LLC	816

Source: Form D, filed Mar 9, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ELECTRUM STRATEGIC OPPORTUNITIES FUND L.P.

Investment adviser: THE ELECTRUM GROUP LLC

Gross asset value: $195M
Beneficial owners: 10
ADV minimum commitment: $5M

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian B. RILEY & CO., LLC SANTA MONICA, California, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

B. RILEY & CO., LLC
SEC 8-49016

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Filing source

Form ADV 2084521 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-3328077173

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Electrum Strategic Opportunities Fund L.P. (this fund)	Mar 9, 2016	$127,673,956	5
Electrum Strategic Opportunities Fund II L.P.	Mar 15, 2018	$107,000,000	13

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Peter Cheesbrough	Executive
N/A Electrum Strategic Opportunities Fund Gp L.P.	Executive
N/A Esof Gp Ltd.	Executive
Thomas S. Kaplan	Director
Andrew M. Shapiro	Director, Executive
N/A The Electrum Group Llc	Executive
Eric N. Vincent	Director, Executive
Michael H. Williams	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O The Electrum Group Llc 700 Madison Avenue, 5th Floor
New York, NY, 10065