Form D · Other
ECI EXPLORATION & MINING INC.
Vancouver, A1 · CIK 0001427831
Offering snapshot reported Sep 3, 2010 · SEC filing
- Reported sold
- $25.3K Offering amount: $25.3K
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 25, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 3, 2010 | Initial | $25,305 | No comparison | 1 | SEC filing |
| Jan 19, 2010 | Initial | $1,371,834 | No comparison | 1 | SEC filing |
| Feb 19, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.27K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-147300
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| OCEAN EQUITIES LIMITED | None |
Source: Form D, filed Sep 3, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jorge Alfaro | Director |
| Michael Bennett | Executive |
| Alan Carter | Director, Executive |
| Roman Friedrich Iii | Director |
| Paul T. Hansed | Executive |
| Robert Harrington | Director, Executive |
| Louis Montpellier | Director, Executive |
| Andrew Pullar | Director |
Issuer details
Industry: Other (See others in industry)
Address:
Suite #1650 409 Granville Street
Vancouver, A1, V6C 1T2
Vancouver, A1, V6C 1T2