Form D · Other
Electrovaya Inc.
Mississauga, A6 · CIK 0001844450
Offering snapshot reported Nov 16, 2022 · SEC filing
- Reported sold
- $10M Offering amount: $16.3M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 7, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 16, 2022 | Initial | $10,015,576 | No comparison | 5 | SEC filing |
| Oct 13, 2021 | Initial | $2,978,695 | No comparison | 1 | SEC filing |
| Oct 13, 2021 | Initial | $0 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $427K
- Form D file number
- 021-464940
"Total Remaining to be Sold" is the aggregate purchase price of shares underlying warrants sold in this offering. U.S. dollar amounts are based on the Bank of Canada exchange rate 0.7411 reported on November 7, 2022.
Units consists of 1 cm sh & 1/2 cm sh purchase wrt. Each wrt entitles the holder to purchase 1 cm sh at a price of CDN$1.06 for a period of 3 years following the closing date.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Craig-Hallum Capital Group LLC | 121395 |
Source: Form D, filed Nov 16, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dr. Sankar Das Gupta | Director |
| Rajshekar Das Gupta | Executive |
| Dr. Bejoy Das Gupta | Director |
| Dr. Raj Das Gupta | Director, Executive |
| John Gibson | Executive |
| Richard P. Halka | Executive |
| Dr. Carolyn Hansson | Director |
| Dr. James K. Jacobs | Director |
| Katrick Kumar | Director |
| John A. Macdonald | Director |
| John A. Macdonald | Director |
| Dr. Alexander Mc Lean | Director |
Issuer details
Industry: Other (See others in industry)
Address:
6688 Kitimat Road
Mississauga, A6, L5N 1P8
Mississauga, A6, L5N 1P8