Form D · Hedge Fund

Elbrook Offshore Fund, Ltd.

Cincinnati, OH · CIK 0001553451

Offering snapshot reported Jun 30, 2015 · SEC filing

Reported sold
$59.4M
Indefinite offering
Investors reported
11
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jul 2, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$29.7M$59.4MJul 2, 2012Jul 1, 2013: $34,300,000.00Jul 1, 2013Jun 30, 2014: $55,360,000.00Jun 30, 2014Jun 30, 2015: $59,360,000.00Jun 30, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$55,360,000 → $59,360,000
  • Reported investors10 → 11

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 30, 2015Amendment$59,360,000$4,000,000vs Jun 30, 201411SEC filing
Jun 30, 2014Amendment$55,360,000$21,060,000vs Jul 1, 201310SEC filing
Jul 1, 2013Amendment$34,300,000No comparison7SEC filing
Jul 2, 2012InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-180593
The investment manager pays a percentage of administrative fees and in certain cases may pay a percentage of performance fees to a placement agent with respect to interests placed by the placement agent.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Stifel, Nicolaus and Company, Inc.793
Barbara L. Justiz1451710Concept Capital Markets, LLC · CRD 28218
Mark D. Preston1451710Century Securities Associates, Inc. · CRD 28218

Source: Form D, filed Jun 30, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ELBROOK OFFSHORE FUND, LTD.

Investment adviser: ELBROOK HOLDINGS, LLC

Gross asset value
$22.4M
Beneficial owners
10
ADV minimum commitment
$1M

Reported in Form ADV on Mar 30, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator DEUTSCHE BANK (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Marketer CENTURY SECURITIES ASSOCIATES INC NEW YORK, New York, United States Related to adviser: Yes
Marketer CONCEPT ASSET MANAGEMENT GARDEN CITY, New York, United States Related to adviser: No
Marketer STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: Yes
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

J.P. MORGAN CLEARING CORP.
SEC 8-43724

CENTURY SECURITIES ASSOCIATES INC
CRD 28218 · SEC 801-43561

CONCEPT ASSET MANAGEMENT
CRD 153397 · SEC 801-72184

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 801-10746

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 891405 · Mar 30, 2015 · Schedule D 7.B.(1), fund 805-3795720303

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jennifer Collins Director
Sheehan Cormac Director
N/A Elbrook Holdings, Llc Executive, Promoter
Thomas Parsons Director
Steven N. Stein Executive
John M. Stein Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Elbrook Holdings, Llc 441 Vine Street, Suite 1300
Cincinnati, OH, 45202