Form D · Residential

EL PEQUENO OASIS INVESTORS LLC

Chandler, AZ · CIK 0001764311

Offering snapshot reported Aug 29, 2019 · SEC filing

Reported sold: $16.7M
Investors reported: 79
Minimum accepted: $1
First sale: Aug 30, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$16,733,000 → $16,683,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 29, 2019	Amendment	$16,683,000	-$50,000vs Aug 27, 2019	79	SEC filing
Aug 27, 2019	Amendment	$16,733,000	$3,595,000vs Jan 18, 2019	79	SEC filing
Jan 18, 2019	Initial	$13,138,000	No comparison	62	SEC filing

Offering details

Securities: Equity, Debt
Exemptions: 06c
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $341K
Form D file number: 021-330891

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Kim Butler	2128753
Chris Thurman	None
John Shedenhelm	2193456
Kevin McCollester	None
Edward Beemiller	None
Russell Morgan	None
Todd Suvansri	None
Monica Felton	5777169
Joel C. McGriff	1189473
Ryan Lee	None
Ken Greene	5634288
Ira Starr	1366609
Robert Clinkenbeard	None
Ryan Dull	None
Deborah Guske	None

Source: Form D, filed Aug 29, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
James R. Small	Executive, Promoter

Issuer details

Industry: Residential (See others in industry)

Address:

4939 West Ray Road, #4 507
Chandler, AZ, 85226