Form D · Hedge Fund

EJF INVESTMENT GRADE FUND LP

Arlington, VA · CIK 0001460182

Offering snapshot reported Mar 15, 2012 · SEC filing

Reported sold
$59.8M
Indefinite offering
Investors reported
78
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$29.9M$59.8MMar 13, 2009Mar 12, 2010: $26,447,995.00Mar 12, 2010Mar 15, 2011: $49,086,552.00Mar 15, 2011Mar 15, 2012: $59,785,058.00Mar 15, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$49,086,552 → $59,785,058
  • Reported investors66 → 78

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 15, 2012Amendment$59,785,058$10,698,506vs Mar 15, 201178SEC filing
Mar 15, 2011Amendment$49,086,552$22,638,557vs Mar 12, 201066SEC filing
Mar 12, 2010Amendment$26,447,995No comparison50SEC filing
Mar 13, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$28.6K
Finders' fees
$0
Form D file number
021-128932

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
WFG Investments, Inc.22704
Stifel Nicolaus & Co., Incorporated793
MCL Financial Group, Inc.41180

Source: Form D, filed Mar 15, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EJF INVESTMENT GRADE FUND, LP

Investment adviser: EJF CAPITAL LP

Gross asset value
$34.4K
Beneficial owners
48
ADV minimum commitment
$100K

Reported in Form ADV on Oct 10, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. MISSISSAUGA, Canada Investor statements: No (provided to no investors) Related to adviser: No
Auditor ROTHSTEIN KASS ROSELAND, New Jersey, United States
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Marketer STIFEL, NICOLAUS & COMPANY, INCORPORATED ST LOUIS, Missouri, United States Related to adviser: No
Marketer WFG INVESTMENTS, INC. DALLAS, Texas, United States Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 801-10746

WFG INVESTMENTS, INC.
CRD 22704 · SEC 8-39928

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

Filing source

Form ADV 674058 · Oct 10, 2012 · Schedule D 7.B.(1), fund 805-4863439190

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Emanuel J. Friedman Executive
Neal J. Wilson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2107 Wilson Blvd #410
Arlington, VA, 22201