Form D · Hedge Fund

EJF Income Fund Offshore, Ltd.

Arlington, VA · CIK 0001566471

Offering snapshot reported Mar 20, 2024 · SEC filing

Reported sold: $20M
Investors reported: 109
Minimum accepted: $0
First sale: Jan 1, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$35,309,718 → $20,019,718
Reported investors110 → 109

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 20, 2024	Amendment	$20,019,718	-$15,290,000vs Mar 20, 2023	109	SEC filing
Mar 20, 2023	Amendment	$35,309,718	$15,550,000vs Mar 21, 2022	110	SEC filing
Mar 21, 2022	Amendment	$19,759,718	$937,000vs Mar 19, 2021	107	SEC filing
Mar 19, 2021	Amendment	$18,822,718	$340,000vs Mar 19, 2020	101	SEC filing
Mar 19, 2020	Amendment	$18,482,718	$670,000vs Mar 19, 2019	99	SEC filing
Mar 19, 2019	Amendment	$17,812,718	$975,000vs Mar 19, 2018	95	SEC filing
Mar 19, 2018	Amendment	$16,837,718	$500,000vs Mar 17, 2017	91	SEC filing
Mar 17, 2017	Amendment	$16,337,718	$913,078vs Mar 17, 2016	90	SEC filing
Mar 17, 2016	Amendment	$15,424,640	$6,480,773vs Mar 17, 2015	90	SEC filing
Mar 17, 2015	Amendment	$8,943,867	-$3,399,748vs Mar 17, 2014	63	SEC filing
Mar 17, 2014	Amendment	$12,343,615	$4,996,040vs Mar 15, 2013	60	SEC filing
Mar 15, 2013	Amendment	$7,347,575	$5,067,575vs Jan 15, 2013	35	SEC filing
Jan 15, 2013	Initial	$2,280,000	No comparison	17	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $327K (estimated)
Finders' fees: $167K (estimated)
Form D file number: 021-190248

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Stifel Nicolaus & Co, Inc.	793
Silber Bennett Financial Inc.	156435
Orchard Securities	133378
WFG Investments, Inc.	22704
Pacer Financial, Inc.	137040
Crewe Capital LLC	152527
EDI Financial, Inc.	15699
Cary Street Partners LLC	128089
Zermatt Securities, Inc.	47502
CAIS Capital LLC	154512

Source: Form D, filed Mar 20, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EJF INCOME FUND OFFSHORE, LTD.

Investment adviser: EJF CAPITAL LP

Gross asset value: $16M
Beneficial owners: 45
ADV minimum commitment: $200K

Reported in Form ADV on Nov 25, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator J.P. MORGAN HEDGE FUND SERVICES BROOKLYN, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer CAIS CAPITAL LLC NEW YORK, New York, United States Related to adviser: No

Marketer CALTON & ASSOCIATES, INC. TAMPA, Florida, United States Related to adviser: No

Marketer CAPULENT LLC PHOENIX, Arizona, United States Related to adviser: No

Marketer CNI SECURITIES GROUP LIMITED WANCHAI, Hong Kong Related to adviser: No

Marketer CREWE CAPITAL SALT LAKE CITY, Utah, United States Related to adviser: No

Marketer HOWBUY HONG KONG LIMITED CAUSEWAY BAY, Hong Kong Related to adviser: No

Marketer IBN FINANCIAL SERVICES, INC LIVERPOOL, New York, United States Related to adviser: No

Marketer ICAPITAL SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Marketer KEEL POINT CAPITAL, LLC HUNTSVILLE, Alabama, United States Related to adviser: No

Marketer LUPU LIMITED HONG KONG, Hong Kong Related to adviser: No

Marketer SCF SECURITIES, INC. FRESNO, California, United States Related to adviser: No

Marketer STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: No

Marketer VANTAGE CAPITAL MARKETS LONDON, United Kingdom Related to adviser: No

Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MORGAN STANLEY & CO. LLC
SEC 8-15869

CAIS CAPITAL LLC
CRD 154512 · SEC 8-68646

CALTON & ASSOCIATES, INC.
CRD 20999 · SEC 801-70036

CAPULENT LLC
CRD 155155 · SEC 8-68699

CREWE CAPITAL
CRD 152527 · SEC 8-68460

IBN FINANCIAL SERVICES, INC
CRD 42360 · SEC 801-111848

ICAPITAL SECURITIES, LLC
CRD 171061 · SEC 8-69443

KEEL POINT CAPITAL, LLC
CRD 6769 · SEC 8-22990

SCF SECURITIES, INC.
CRD 47275 · SEC 8-51760

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 801-10746

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Filing source

Form ADV 1907621 · Nov 25, 2024 · Schedule D 7.B.(1), fund 805-7450464877

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Emanuel J. Friedman	Director
Neal J. Wilson	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2107 Wilson Blvd. Suite 410
Arlington, VA, 22201