Form D · Other Investment Fund

EFM Fund IV, LLC

Portland, OR · CIK 0002043460

Offering snapshot reported Jan 15, 2026 · SEC filing

Reported sold
$38.4M
Offering amount: $300M
Investors reported
17
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Oct 15, 2024
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$19.2M$38.4MNov 12, 2024: $2,000,000.00Nov 12, 2024Dec 6, 2024: $22,500,000.00Jan 14, 2025: $32,750,000.00Jan 15, 2026: $38,350,000.00Jan 15, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$32,750,000 → $38,350,000
  • Reported investors2 → 17

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 15, 2026Amendment$38,350,000$5,600,000vs Jan 14, 202517SEC filing
Jan 14, 2025Amendment$32,750,000$10,250,000vs Dec 6, 20242SEC filing
Dec 6, 2024Amendment$22,500,000$20,500,000vs Nov 12, 20242SEC filing
Nov 12, 2024Initial$2,000,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-529190

Source: Form D, filed Jan 15, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Efm Investments & Advisory, Llc Executive
Christopher Sweeney Director, Executive
Amrita Vatsal Director
Bettina Von Hagen Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
721 Nw 9 Th Avenue, Suite 200
Portland, OR, 97209