Form D · Other Investment Fund

Efficient Alpha Portfolio (C), Ltd.

Boston, MA · CIK 0001717065

Offering snapshot reported Apr 8, 2021 · SEC filing

Reported sold
$23.2M
Offering amount: $23.2M
Investors reported
2
Form D · investor count
Minimum accepted
$10M
Reported outside-investor minimum
First sale
Sep 1, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$11.6M$23.2MSep 15, 2017: $3,000,000.00Sep 15, 2017Sep 11, 2018: $23,000,000.00Sep 11, 2018Apr 17, 2019: $23,225,000.00Apr 10, 2020: $23,225,000.00Apr 10, 2020Apr 8, 2021: $23,225,000.00Apr 8, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 8, 2021Amendment$23,225,000$0vs Apr 10, 20202SEC filing
Apr 10, 2020Amendment$23,225,000$0vs Apr 17, 20192SEC filing
Apr 17, 2019Amendment$23,225,000$225,000vs Sep 11, 20182SEC filing
Sep 11, 2018Amendment$23,000,000$20,000,000vs Sep 15, 20171SEC filing
Sep 15, 2017Initial$3,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-294802

Source: Form D, filed Apr 8, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE EFFICIENT ALPHA PORTFOLIO (C), LTD.

Investment adviser: PARTNERS CAPITAL INVESTMENT GROUP, LLP

Gross asset value
$54.2M
Beneficial owners
10
ADV minimum commitment
$10M

Reported in Form ADV on Apr 22, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE AND TOUCHE LLP BOSTON, Massachusetts, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Custodian WELLS FARGO SECURITIES, LLC CHARLOTTE, North Carolina, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE AND TOUCHE LLP
PCAOB 34

WELLS FARGO SECURITIES, LLC
SEC 8-65876

Filing source

Form ADV 1316799 · Apr 22, 2019 · Schedule D 7.B.(1), fund 805-2439577903

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Paul A. Dimitruk Director
Pearse Griffith Director
Peter Hodson Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Partners Capital Investment Group 600 Atlantic Avenue, 30 Th Floor
Boston, MA, 02210