Form D · Pharmaceuticals
Edgemont Pharmaceuticals, LLC
Mendham, NJ · CIK 0001488709
Offering snapshot reported Dec 9, 2010 · SEC filing
- Reported sold
- $4.85M Offering amount: $5M
- Investors reported
- 32 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Mar 22, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,310,000 → $4,845,795
- Reported investors11 → 32
- Minimum accepted$100,000 → $10,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 9, 2010 | Amendment | $4,845,795 | $3,535,795vs Apr 7, 2010 | 32 | SEC filing |
| Apr 7, 2010 | Amendment | $1,310,000 | $0vs Apr 6, 2010 | 11 | SEC filing |
| Apr 6, 2010 | Initial | $1,310,000 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Equity, Security to be acquired
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $290K
- Finders' fees
- $0
- Form D file number
- 021-140230
The offering is completed.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Riverbank Capital Securities, Inc. | 135310 |
Source: Form D, filed Dec 9, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Christine Blumhardt | Executive |
| Barbara Duncan | Director |
| Timothy Mc Inerney | Director |
| Douglas A. Saltel | Director, Executive |
| Warren Stern | Executive |
| Mike Vachon | Executive |
| Robert Zerbe | Director |
Issuer details
Industry: Pharmaceuticals (See others in industry)
Address:
88 East Main Street Suite 506
Mendham, NJ, 07945
Mendham, NJ, 07945