Form D · Other Energy
ECOTALITY, INC.
San Francisco, CA · CIK 0001301206
Offering snapshot reported Jul 1, 2013 · SEC filing
- Reported sold
- $8.2M Offering amount: $8.2M
- Investors reported
- 16 Form D · investor count
- Minimum accepted
- $14.5K Reported outside-investor minimum
- First sale
- Jun 18, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 1, 2013 | Initial | $8,197,476 | No comparison | 16 | SEC filing |
| Jan 27, 2011 | Initial | $10,000,000 | No comparison | 1 | SEC filing |
| Jul 22, 2009 | Initial | $2,500,000 | No comparison | 3 | SEC filing |
| Mar 10, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Mar 10, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jan 14, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Oct 12, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $514K
- Form D file number
- 021-198828
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Craig-Hallum Capital Group, LLC | 121395 |
Source: Form D, filed Jul 1, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Barry S. Baer | Director, Executive |
| H. Ravi Brar | Director, Executive |
| Kevin Cameron | Director |
| Susie Herrmann | Executive |
| Carlton Johnson | Director |
| Murray Jones | Executive |
| Dave Kuzma | Director |
| Jerry Y.S. Lin | Director |
| Daryl Magana | Director |
| E. Slade Mead | Director |
| Jonathan R. Read | Director, Executive |
| Enrique Santacana | Director |
| Harold W. Sciotto | Director, Executive |
| Jack Smith | Director |
| Andrew Tang | Director |
Issuer details
Industry: Other Energy (See others in industry)
Address:
One Montgomery Street, Suite 2525
San Francisco, CA, 94104
San Francisco, CA, 94104