Form D · Other Investment Fund

ECM Opportunity Fund LLC

Lake Oswego, OR · CIK 0001684514

Offering snapshot reported Jan 28, 2019 · SEC filing

Reported sold
$4.41M
Offering amount: $50M
Investors reported
13
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Sep 1, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.5M$5MSep 13, 2016: $80,000.00Sep 13, 2016Jun 8, 2017: $5,000,000.00Jun 8, 2017Jan 28, 2019: $4,405,750.00Jan 28, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$5,000,000 → $4,405,750
  • Reported investors7 → 13

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 28, 2019Amendment$4,405,750-$594,250vs Jun 8, 201713SEC filing
Jun 8, 2017Amendment$5,000,000$4,920,000vs Sep 13, 20167SEC filing
Sep 13, 2016Initial$80,000No comparison1SEC filing

Offering details

Securities
Equity
Exemptions
06c
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-270520

Source: Form D, filed Jan 28, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Peter Ettro Director, Executive
Ettro Capital Management Corp. Ettro Capital Management Corp. Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
340 Oswego Pointe Drive Suite 208
Lake Oswego, OR, 97034