Form D · Private Equity Fund

ECI 10 A L.P.

London, X0 · CIK 0001614533

Offering snapshot reported Sep 17, 2014 · SEC filing

Reported sold
$243M
Offering amount: $243M
Investors reported
20
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 14, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$122M$243MJul 29, 2014: $144,402,050.00Jul 29, 2014Sep 17, 2014: $243,487,942.00Sep 17, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$144,402,050 → $243,487,942
  • Reported investors16 → 20

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 17, 2014Amendment$243,487,942$99,085,892vs Jul 29, 201420SEC filing
Jul 29, 2014Initial$144,402,050No comparison16SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$1.47M (estimated)
Finders' fees
$0
Form D file number
021-221928
FUND IS DENOMINATED IN GBP. TOTAL AMOUNT SOLD IS 144,720,000 GBP. ALL OFFERING AND SALES AMOUNTS IN ITEMS 13 AND 14 INCLUDE US SALES ONLY AND ARE BASED ON THE APPLICABLE GBP TO US DOLLAR CONVERSION RATES.
FEE IS PAID IN GBP. THE SALES COMMISSION IN ITEM 15 IS BASED ON THE APPLICABLE GBP TO US DOLLAR CONVERSION RATES.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
LAZARD FRERES & CO. LLC2528

Source: Form D, filed Sep 17, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ECI 10 A LP

Investment adviser: ECI MANAGEMENT LIMITED

Gross asset value
$137M
Beneficial owners
62
ADV minimum commitment
$6.73M

Reported in Form ADV on Mar 9, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator AZTEC GROUP WHITELEY, FAREHAM, United Kingdom Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP ST HELIER, Jersey
Custodian ECI VENTURES NOMINEES LTD LONDON, United Kingdom Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 1412

Filing source

Form ADV 2049266 · Mar 9, 2026 · Schedule D 7.B.(1), fund 805-7932069372

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Stephen John Dawson Executive
David Ewing Executive
Kenneth William Landsberg Executive
Timothy David Raffle Executive
Philip Shuttleworth Executive
Stephen John Tudge Executive
Sean Patrick Whelan Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Eci Partners Llp Brettenham House, Lancaster Place
London, X0, WC2E 7EN