Form D · Other Investment Fund

EBS CONVERTIBLE FUND I LP

Dayton, OH · CIK 0001452734

Offering snapshot reported Sep 10, 2013 · SEC filing

Reported sold: $42.5M
Investors reported: 97
Minimum accepted: $0
First sale: Dec 31, 2008

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$37,326,399 → $42,475,105
Reported investors96 → 97

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 10, 2013	Amendment	$42,475,105	$5,148,706vs Sep 21, 2012	97	SEC filing
Sep 21, 2012	Amendment	$37,326,399	$6,951,805vs Aug 26, 2011	96	SEC filing
Aug 26, 2011	Amendment	$30,374,594	$9,258,115vs Sep 23, 2010	88	SEC filing
Sep 23, 2010	Amendment	$21,116,479	No comparison	88	SEC filing
Dec 17, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-125420

Source: Form D, filed Sep 10, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EBS CONVERTIBLE FUND I, L.P.

Investment adviser: EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC

Gross asset value: $52.3M
Beneficial owners: 97
ADV minimum commitment: $250K

Reported in Form ADV on Apr 30, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor GBQ PARTNERS LLC COLUMBUS, Ohio, United States

Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No

Prime broker CHARLES SCHWAB & CO., INC. DENVER, Colorado, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

Filing source

Form ADV 821649 · Apr 30, 2014 · Schedule D 7.B.(1), fund 805-1262181608

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Mark E. Brady	Executive
Ronald L. Eubel	Executive
Robert J. Suttman	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

7777 Washington Village Drive, Suite 210
Dayton, OH, 45459