Form D · Commercial Banking

EAST WEST BANCORP INC

Pasadena, CA · CIK 0001069157

Offering snapshot reported Jul 7, 2023 · SEC filing

Reported sold: $18.1M
Investors reported: 50
Minimum accepted: $0
First sale: Jul 3, 2023

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 7, 2023	Initial	$18,106,322	No comparison	50	SEC filing
Sep 20, 2005	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Option to acquire
Exemptions: 06b
Duration over one year: No
Business combination: Yes

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-486135

Issuer issued RSUs valued at approx. $18.1 mm following an acquisition. RSU may vest into Issuer's common stock if certain 5-year targets are met. The total number of shares that will be issued depends on performance and is unknown at this time.

Source: Form D, filed Jul 7, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Manual P. Alvarez	Director
Molly Campbell	Director
Archana Deskus	Director
Serge Dumont	Director
Rudolph I. Estrada	Director
Paul H. Irving	Director
Sabrina Kay	Director
Douglas P. Krause	Executive
Jack C. Liu	Director
Dominic Ng	Director, Executive
Irene H. Oh	Executive
Parker L. Shi	Executive
Lester M. Sussman	Director
Gary Teo	Executive

Issuer details

Industry: Commercial Banking (See others in industry)

Address:

135 N Los Robles Ave., 7th Floor
Pasadena, CA, 91101