Form D · Hedge Fund

East Side Capital, L.P.

New York, NY · CIK 0001314688

Offering snapshot reported Jun 26, 2020 · SEC filing

Reported sold: $1.35B
Investors reported: 377
Minimum accepted: $0
First sale: Jan 1, 1993

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$1,255,582,062 → $1,346,614,423
Reported investors383 → 377

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 26, 2020	Amendment	$1,346,614,423	$91,032,361vs Jun 28, 2019	377	SEC filing
Jun 28, 2019	Amendment	$1,255,582,062	$76,571,500vs Jun 29, 2018	383	SEC filing
Jun 29, 2018	Amendment	$1,179,010,562	$3,261,700vs Jun 30, 2017	378	SEC filing
Jun 30, 2017	Amendment	$1,175,748,862	$950,000vs Jun 30, 2016	378	SEC filing
Jun 30, 2016	Amendment	$1,174,798,862	$87,033,500vs Jul 1, 2015	377	SEC filing
Jul 1, 2015	Amendment	$1,087,765,362	$92,608,786vs Jul 3, 2014	374	SEC filing
Jul 3, 2014	Amendment	$995,156,576	-$2,503,786vs Jul 10, 2013	351	SEC filing
Jul 10, 2013	Amendment	$997,660,362	$83,019,304vs Jul 11, 2012	346	SEC filing
Jul 11, 2012	Amendment	$914,641,058	$63,685,000vs Jul 6, 2011	311	SEC filing
Jul 6, 2011	Amendment	$850,956,058	$33,273,092vs Jul 6, 2010	289	SEC filing
Jul 6, 2010	Amendment	$817,682,966	No comparison	275	SEC filing
Jan 14, 2005	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-73061

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Keith M. Rosenbloom	2335150	Pickwick Capital Partners, LLC · CRD 130672
Stephen H. Hamrick	804981	Terra Securities LLC · CRD 123762

Source: Form D, filed Jun 26, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EAST SIDE CAPITAL, LP

Investment adviser: EAST SIDE CAPITAL CORP

Gross asset value: $1.23B
Beneficial owners: 34
ADV minimum commitment: $0

Reported in Form ADV on Mar 24, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING OAKBROOK, TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLC NEW YORK, New York, United States

Custodian BMO HARRIS BANK, N.A CHICAGO, Illinois, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLC
PCAOB 185

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1518072 · Mar 24, 2021 · Schedule D 7.B.(1), fund 805-2982855654

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
East Side Capital Corp.	Executive
David Rasiel	Executive
Steven Richman	Executive
Rr Partners, Inc.	Executive
Rr Partners, Lp	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Rr Partners, Lp 250 West 55 Th St, 26 Th Floor
New York, NY, 10019