Form D · Other Real Estate
East Coast Wholesale Portfolio DST
Oak Brook, IL · CIK 0001674809
Offering snapshot reported Jul 28, 2017 · SEC filing
- Reported sold
- $32.7M Offering amount: $32.7M
- Investors reported
- 117 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- May 5, 2016 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$30,008,637 → $32,741,394
- Reported investors104 → 117
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 28, 2017 | Amendment | $32,741,394 | $2,732,757vs Jan 6, 2017 | 117 | SEC filing |
| Jan 6, 2017 | Amendment | $30,008,637 | $4,014,483vs Oct 27, 2016 | 104 | SEC filing |
| Oct 27, 2016 | Amendment | $25,994,154 | $3,440,358vs Oct 13, 2016 | 86 | SEC filing |
| Oct 13, 2016 | Amendment | $22,553,796 | $4,378,687vs Sep 2, 2016 | 78 | SEC filing |
| Sep 2, 2016 | Amendment | $18,175,109 | $2,296,452vs Aug 16, 2016 | 55 | SEC filing |
| Aug 16, 2016 | Amendment | $15,878,657 | $2,598,987vs Aug 4, 2016 | 50 | SEC filing |
| Aug 4, 2016 | Amendment | $13,279,670 | $2,082,276vs Jul 20, 2016 | 40 | SEC filing |
| Jul 20, 2016 | Amendment | $11,197,394 | $1,832,230vs Jul 6, 2016 | 34 | SEC filing |
| Jul 6, 2016 | Amendment | $9,365,164 | $2,456,355vs Jun 17, 2016 | 27 | SEC filing |
| Jun 17, 2016 | Amendment | $6,908,809 | $1,397,997vs Jun 3, 2016 | 21 | SEC filing |
| Jun 3, 2016 | Amendment | $5,510,812 | $1,144,424vs May 19, 2016 | 16 | SEC filing |
| May 19, 2016 | Initial | $4,366,388 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.64M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-263552
Beneficial interests in Delaware Statutory Trust reflecting beneficial interests in real estate.
This response is based on the assumption that the full amount of the potential sales commissions will be earned and paid.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Richard S. Schwartz | 2037308 | National Securities Corporation · CRD 7569 |
| Scott D. Offerman | 4619093 | Concorde Investment Services, LLC · CRD 151604 |
| Michael A. Bendix | 5379777 | Cedar Crest Advisors, LLC · CRD 187514 |
| Steven D. Meahan | 1234042 | DFPG Investments, Inc. · CRD 155576 |
| Mark S. Gopen | 2989672 | National Securities Corporation · CRD 7569 |
| Deborah E. O'Connell | 1760230 | National Sercurites Corporation · CRD 7569 |
| Jason L. Mc Mullin | 4400760 | DFPG Investments, Inc. · CRD 155576 |
| Steven M. Netzel | 2863170 | Kalos Capital, Inc. · CRD 44337 |
| Silver Portal Capital, LLC | 114290 | Silver Portal Capital, LLC · CRD 114290 |
| Joral T. Schmalle | 4491484 | Sigma Financial Corporation · CRD 14303 |
| David C. Grossling | 2545451 | Lincoln Financial Advisors Corporation · CRD 3978 |
| William M. Swayne II | 440968 | Independent Financial Group, LLC · CRD 7717 |
| Philip G. Oleson | 3129451 | Independent Financial Group, LLC · CRD 7717 |
| Gary H. Hughes | 1700976 | Concorde Investment Services, LLC · CRD 151604 |
| Robin L. Krolewski | 6104465 | Sigma Financial Corporation · CRD 14303 |
| Gordon Hamilton | 5028789 | Parkland Sercurites, LLC · CRD 115368 |
| David B. Levinson | 705929 | Newport Coast Securities, Inc. · CRD 16944 |
| Ronald W. Manning II | 4493368 | Colorado Financial Servie Corporation · CRD 104343 |
| Cindy S. Shi | 4231195 | Cambridge Investment Research, Inc. · CRD 39543 |
| Craig E. Fernsler | 5558907 | Silver Portal Capital LLC · CRD 114290 |
| Peggy J. Cozine | 4498528 | National Securities Corporation · CRD 7569 |
| Barry W. Lemay | 306332 | Concorde Investment Services, LLC · CRD 151604 |
| Timothy L. Stauffer | 4178198 | Concorde investment Services, LLC · CRD 151604 |
| Kenneth J. Thomas | 2931359 | Cambridge Investment Research, Inc. · CRD 39543 |
| Roger T. Tadsen | 1053510 | Northland Securities, Inc. · CRD 40258 |
| Hagop (Jacob) S. Tujian | 4605467 | Independent Financial Group, LLC · CRD 7717 |
| Robert A. Bye | 4357627 | United Planners' Financial Services · CRD 20804 |
| Robert S. Smith | 1412333 | Concorde Investment Services, LLC · CRD 151604 |
| Trawnegan Gall | 6266415 | Sandlapper Securities, LLC · CRD 137906 |
| Donald R. Hehir Jr. | 1571539 | Commonwealth Financial Network · CRD 8032 |
| Fredrick P. Baerenz | 2388453 | Kalos Capital Inc. · CRD 44337 |
| Elliot V. Hill | 5778698 | McDermott Investment Services, LLC · CRD 154926 |
| James H. Cole | 2691857 | Sigma Financial Corporation · CRD 14303 |
| Daniel P. Raupp | 4079107 | Concorde Investment Services, LLC · CRD 151604 |
| Scott T. Tadsen | 4868882 | Northland Securities, Inc. · CRD 40258 |
| Ronald J. Smith | 2838190 | LPL Financial LLC · CRD 6413 |
| Brent S. Pine | 1618007 | Geneos Wealth Management, Inc. · CRD 120894 |
| Thomas I. De Jong | 5612385 | Money Concepts Capital Corp. · CRD 12963 |
| Robert C. Straton | 3213397 | DFPG Investments, Inc. · CRD 155576 |
| Thomas J. Ealy | 863042 | Investment Planners, Inc. · CRD 18557 |
| William A. Morrow | 836500 | Independent Financial Group, LLC · CRD 7717 |
| Mark G. Kosanke | 2317906 | Concorde Investment Services, LLC · CRD 151604 |
| Kyle D. Addington | 2843482 | Independent Financial Group, LLC · CRD 7717 |
| Mark L. Bain | 3139332 | Purche Kaplan Sterling Investments · CRD 35747 |
| Jusitn Lowry | 5935993 | Crown Capital Securites, L.P. · CRD 6312 |
| Gregory Vanderburgh | 4649983 | United Planners' Financial Services · CRD 20804 |
| Ryan F. Baker | 4732504 | Lincoln Financial Advisors Corporation · CRD 3978 |
| Thomas M. Strohl Jr. | 3041376 | Lincoln Financial Advisors Corporation · CRD 3978 |
| Derek B. Ferriera | 1290274 | Lincoln Financial Advisors Corporation · CRD 3978 |
| Donald E. Graves | 2495633 | Money Concepts Capital Corp. · CRD 12963 |
| Jason M. Nelson | 3069330 | Coordinated Capital Securities, Inc. · CRD 14762 |
| I.W. Beckman | 3150000 | LPL Financial LLC · CRD 6413 |
| Joseph A. Granziano | 242582 | TFS Securities, Inc. · CRD 20626 |
| Larry J. Steckler | 2621508 | Independent Financial Group, LLC · CRD 7717 |
| Kris R. Keller | 5393440 | Silver Portal Capital LLC · CRD 114290 |
| Gali G. Horev | 5138931 | National Group Services Corp · CRD 7569 |
| Robert H. Ingham | 2394680 | Purshe Kaplan Sterling Investments · CRD 35747 |
| William E. Bishoff | 2748073 | Cambridge Investment Research, Inc. · CRD 39543 |
| James M. Gambaccini | 4619759 | The Strategic Financial Alliance, Inc. · CRD 126514 |
| Louis C. Talyor | 3059966 | Crown Capital Securities, L.P. · CRD 6312 |
| Donald E. Garcia | 1782485 | Lincoln Financial Advisors Corporation · CRD 3978 |
| Jeffrey Kienoski | 2688017 | Concorde Investment Services, LLC · CRD 151604 |
| Daniel L. Whittenburg | 2181920 | Lincoln Financial Advisors Corporation · CRD 3978 |
| Steven R. Knuttila | 3039112 | Capital Financial Services, Inc. · CRD 8408 |
| Burton B. Brown | 5180421 | Shopoff Securites, Inc. · CRD 142866 |
| Eric S. Scaff | 5281210 | Concorde Investment Services, LLC · CRD 151604 |
| Eric D. Bailey | 1279349 | Lincoln Financial Advisors Corporation · CRD 3978 |
| Todd D. Carter | 307663 | Kalos Capital, Inc. · CRD 4437 |
| Jason A. Salmon | 6081963 | Colorado Financial Service Corporation · CRD 104343 |
| Martin D. Fong | 2679644 | Lincoln Financial Advisors Corporation · CRD 3978 |
| Richard Zuvella | 5207826 | Colorado Financial Service Corporation · CRD 104343 |
| Joseph E. Budd | 2369116 | Lincoln Financial Advisors Corporation · CRD 3870 |
| Ann H. Stewart | 238888 | Cambridge Investment Research, Inc. · CRD 39543 |
| Chay T. Lapin | 6275140 | Colorado Financial Service Corporation · CRD 104343 |
| Sang Hoon Kang | 5584012 | National Securites Corporation · CRD 7569 |
| Osman R. Minkara | 2426151 | CIG Securities · CRD 129864 |
| Joseph M. Insalaco | 2978175 | Concorde Investment Services, LLC · CRD 151604 |
| John E. Bishop | 866202 | Colorado Financial Service Corporation · CRD 104343 |
| Peter A. Guinchard | 1729146 | Silver Portal Capital LLC · CRD 114290 |
| Alfonso L. Romeu | 2194818 | Freedom Investors Corp. · CRD 23714 |
| Sean Pearlman | 5331765 | National Securities Corporation · CRD 7569 |
Source: Form D, filed Jul 28, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Portfolio, L.L.C. East Coast Wholesale | Promoter |
| Portfolio Exchange, L.L.C. East Coast Wholesale | Promoter |
| Capital Corporation Inland Private | Promoter |
| Keith Lampi | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
2901 Butterfield Road
Oak Brook, IL, 60523
Oak Brook, IL, 60523