Form D · Hedge Fund

Earth Wind & Fire Fund Ltd.

Grand Cayman, E9 · CIK 0001475825

Offering snapshot reported Oct 22, 2014 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $100K
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Source
Oct 22, 2014	Amendment	Yet to sell	No comparison	SEC filing
Oct 22, 2013	Amendment	Yet to sell	No comparison	SEC filing
Oct 9, 2012	Initial	Yet to sell	No comparison	SEC filing
Oct 26, 2011	Amendment	Yet to sell	No comparison	SEC filing
Nov 4, 2010	Amendment	Yet to sell	No comparison	SEC filing
Oct 30, 2009	Initial	Yet to sell	No comparison	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-185217

Source: Form D, filed Oct 22, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EARTH WIND & FIRE FUND LTD.

Investment adviser: GFX ALTERNATIVES LLC

Gross asset value: $50M
Beneficial owners: 1
ADV minimum commitment: $250K

Reported in Form ADV on Mar 30, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator DEUTSCHE BANK (CAYMAN) LIMITED GEORGETOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian DEUTSCHE BANK (CAYMAN) LIMITED GEORGETOWN, Cayman Islands Related to adviser: No

Marketer AGC EQUITY PARTNERS HOLDING LTD. GEORGE TOWN, Cayman Islands Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Filing source

Form ADV 902666 · Mar 30, 2015 · Schedule D 7.B.(1), fund 805-4027951325

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Anric Blatt	Director
Lauralouise Duffy	Director
Roger H. Hanson	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Maples Corporate Services Limited Ugland House, P.O. 309
Grand Cayman, E9, KY1-1104