Form D · Hedge Fund

Earnest Series, a Series of LPE, LLC

Palm Beach Gardens, FL · CIK 0001558414

Offering snapshot reported Feb 15, 2017 · SEC filing

Reported sold: $448M
Investors reported: 1
Minimum accepted: $1M
First sale: Apr 2, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$387,254,105 → $447,902,535

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 15, 2017	Amendment	$447,902,535	$60,648,430vs Mar 10, 2016	1	SEC filing
Mar 10, 2016	Amendment	$387,254,105	$132,194,105vs Mar 10, 2015	1	SEC filing
Mar 10, 2015	Amendment	$255,060,000	$0vs Aug 8, 2014	2	SEC filing
Aug 8, 2014	Amendment	$255,060,000	$0vs Apr 3, 2014	2	SEC filing
Apr 3, 2014	Amendment	$255,060,000	$0vs Sep 19, 2012	2	SEC filing
Sep 19, 2012	Initial	$255,060,000	No comparison	2	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-184319

Total represents estimated net capital as of 2/1.

Source: Form D, filed Feb 15, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EARNEST SERIES, A SERIES OF LPE, LLC

Investment adviser: LIGHTHOUSE INVESTMENT PARTNERS, LLC

Gross asset value: $478M
Beneficial owners: 2
ADV minimum commitment: $0

Reported in Form ADV on Aug 28, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GLOBEOP FINANCIAL SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP TAMPA, Florida, United States

Custodian JPMORGAN CHASE BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON CORP. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Filing source

Form ADV 1453760 · Aug 28, 2020 · Schedule D 7.B.(1), fund 805-2544541360

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Bank Of New York Mellon Corporation	Promoter
N/A Earnest Partners, Llc	Promoter
N/A Globe Op Financial Services Llc	Promoter
N/A Hfa Holdings Limited	Promoter
N/A Hfa Lighthouse Holdings Corp.	Promoter
N/A Lighthouse Investment Partners, Llc	Promoter
N/A Lighthouse Palmetto Strategic Partnership, L.P.	Promoter
Sean G. Mc Gould	Director, Executive
Kelly R. Perkins	Executive
J. Scott Perkins	Executive
Robert P. Swan, Iii	Director, Executive
Paul Ernest Viera	Executive
John G. Whitmore	Executive
James M. Wilson	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

3801 Pga Blvd. Suite 500
Palm Beach Gardens, FL, 33410