Form D · Other Investment Fund
Earnest Emerging Markets Pooled Group Trust
Atlanta, GA · CIK 0001486471
Offering snapshot reported Sep 3, 2015 · SEC filing
- Reported sold
- $45.4M Indefinite offering
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Aug 30, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 3, 2015 | Amendment | $45,419,262 | $0vs Aug 11, 2014 | 3 | SEC filing |
| Aug 11, 2014 | Amendment | $45,419,262 | $0vs Sep 9, 2013 | 3 | SEC filing |
| Sep 9, 2013 | Amendment | $45,419,262 | $0vs Aug 29, 2012 | 3 | SEC filing |
| Aug 29, 2012 | Amendment | $45,419,262 | $13,419,262vs Sep 6, 2011 | 3 | SEC filing |
| Sep 6, 2011 | Initial | $32,000,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-165418
Source: Form D, filed Sep 3, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
EARNEST EMERGING MARKETS POOLED GROUP TRUST
Investment adviser: EARNEST PARTNERS LLC
- Gross asset value
- $10.6M
- Beneficial owners
- 1
- ADV minimum commitment
- $1M
Reported in Form ADV on Oct 21, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Filing source
Form ADV 1046537 · Oct 21, 2016 · Schedule D 7.B.(1), fund 805-3464196082
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dory Segall Black | Director, Executive |
| Investment Manager Earnest Partners, Llc | Executive, Promoter |
| Carsten J. Fiege | Executive |
| Trustee State Street Bank And Trust Company | Executive |
| Paul E. Viera, Jr. | Executive |
| John G. Whitmore, Ii | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Atlanta, GA, 30309