Form D · Other Investment Fund

Eaglewood Small Business Fund LP

New York, NY · CIK 0001587351

Offering snapshot reported May 6, 2016 · SEC filing

Reported sold
$100M
Indefinite offering
Investors reported
18
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Sep 10, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$50.2M$100MSep 20, 2013: $20,200,000.00Sep 20, 2013Oct 22, 2013: $20,200,000.00Sep 16, 2014: $29,800,000.00Sep 16, 2014Apr 29, 2015: $83,650,000.00Apr 29, 2015May 6, 2016: $100,400,000.00May 6, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$83,650,000 → $100,400,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 6, 2016Amendment$100,400,000$16,750,000vs Apr 29, 201518SEC filing
Apr 29, 2015Amendment$83,650,000$53,850,000vs Sep 16, 201418SEC filing
Sep 16, 2014Amendment$29,800,000$9,600,000vs Oct 22, 201312SEC filing
Oct 22, 2013Amendment$20,200,000$0vs Sep 20, 20134SEC filing
Sep 20, 2013Initial$20,200,000No comparison4SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06c, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-203317
Series A and B are considered to be one continuous consolidated offering. Series A is no longer in operation.

Source: Form D, filed May 6, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EAGLEWOOD SMALL BUSINESS FUND LP

Investment adviser: POLLEN STREET CAPITAL (US) LLC

Gross asset value
$20K
Beneficial owners
4
ADV minimum commitment
$500K

Reported in Form ADV on Dec 14, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CORTLAND FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP GREENWOOD VILLIAGE, Colorado, United States
Custodian CHRISTIANA TRUST, A DIVISION OF WSFS BANK WILMINGTON, Delaware, United States Related to adviser: No
Custodian MB FINANCIAL BANK ROSEMONT, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES LLP
PCAOB 349

Filing source

Form ADV 1152109 · Dec 14, 2017 · Schedule D 7.B.(1), fund 805-3061376349

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jonathan Barlow Executive
N/A Eaglewood Small Business Fund Gp Llc Promoter
Steven Andrew Lee Executive
Christopher Lewis Executive
Nancy Lynch Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
350 Park Avenue 18 Th Floor
New York, NY, 10022