Form D · Private Equity Fund

EA Private Investments, LLC

New York, NY · CIK 0001470607

Offering snapshot reported Aug 25, 2010 · SEC filing

Reported sold: $19M
Investors reported: 137
Minimum accepted: $0
First sale: Aug 4, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$2,350,000 → $19,000,000
Reported investors35 → 137

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 25, 2010	Amendment	$19,000,000	$16,650,000vs Aug 26, 2009	137	SEC filing
Aug 26, 2009	Initial	$2,350,000	No comparison	35	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $100K
Finders' fees: $0
Form D file number: 021-133933

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Kurt T. Peterson	2283589	Execution, LLC · CRD 121669

Source: Form D, filed Aug 25, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EA PRIVATE INVESTMENTS, LLC

Investment adviser: EASTERN ADVISORS CAPITAL GROUP, LLC

Gross asset value: $72.3M
Beneficial owners: 99
ADV minimum commitment: $50K

Reported in Form ADV on Jun 11, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C PEI SOLUTIONS CRANFORD, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ROTHSTEIN, KASS & CO ROSELAND, New Jersey, United States

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 648321 · Jun 11, 2012 · Schedule D 7.B.(1), fund 805-1305300343

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
EA Private Investments, LLC (this fund)	Aug 25, 2010	$19,000,000	137
EA Private Investments II, LLC	Dec 15, 2010	$836,000	21

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Peter T. Boodell	Executive, Promoter
Scott V. Booth	Executive, Promoter
None Eastern Advisors Capital Group, Llc	Executive, Promoter
Giles S. Eyre	Executive, Promoter
Eastern Advisors Capital Group, Llc None	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

101 Park Avenue 33rd Floor
New York, NY, 10178