Form D · Private Equity Fund

EA Private Investments A3 LLC

New York, NY · CIK 0001556936

Offering snapshot reported Sep 26, 2012 · SEC filing

Reported sold
$14.3M
Indefinite offering
Investors reported
21
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 13, 2012
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 26, 2012Initial$14,250,000No comparison21SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-184639

Source: Form D, filed Sep 26, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EA PRIVATE INVESTMENTS A3, LLC

Investment adviser: EASTERN ADVISORS CAPITAL GROUP, LLC

Gross asset value
$93.3M
Beneficial owners
30
ADV minimum commitment
$1

Reported in Form ADV on Jul 2, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (USA) INC. JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 932881 · Jul 2, 2015 · Schedule D 7.B.(1), fund 805-7471194994

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Giles S. Eyre Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
405 Lexington Avenue 32 F
New York, NY, 10174