Form D · Private Equity Fund
E9 Fund (iCapital), L.P.
New York, NY · CIK 0001824580
Offering snapshot reported Oct 5, 2020 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 5, 2020 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-377077
Certain private placement clients of UBS Financial Services Inc. ("UBS") are required to pay an (i) up-front placement fee directly to UBS and (ii) ongoing annual fee to the fund (which is then paid to UBS).
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| UBS Financial Services Inc. | 8174 |
Source: Form D, filed Oct 5, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| I Capital Pe Gp, Llc | Promoter |
| Justin Lioi | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
C/O Icapital Pe Gp, Llc 60 East 42 Nd Street, 26 Th Floor
New York, NY, 10165
New York, NY, 10165