Form D · Commercial Banking
e3holdings, inc.
Malvern, PA · CIK 0001506921
Offering snapshot reported Dec 8, 2010 · SEC filing
- Reported sold
- Yet to sell Offering amount: $30M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 8, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.97M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-151578
7% of subscriptions from non-affiliates at the maximum of the offering range
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Intellivest Securities, Inc. | 145022 |
Source: Form D, filed Dec 8, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Frank Baldassarre, Jr. | Director, Executive |
| David Berry | Director |
| G. Benjamin Bingham | Director |
| Rose Di Marco | Director, Executive |
| Gavin Kerr | Director |
| James Lutz | Director |
| John Mason | Director |
| Jackie O'neil | Director |
| Mark Pennington | Director |
| Sandy Wiggins | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
346 East King Street
Malvern, PA, 19355
Malvern, PA, 19355