Form D · Electric Utilities
e2c ESA Bond 2, LLC
Bonita Springs, FL · CIK 0001953368
Offering snapshot reported Aug 8, 2023 · SEC filing
- Reported sold
- $26.4M Offering amount: $250M
- Investors reported
- 423 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Oct 20, 2022 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$2,672,409 → $26,384,083
- Reported investors50 → 423
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 8, 2023 | Amendment | $26,384,083 | $23,711,674vs Nov 4, 2022 | 423 | SEC filing |
| Nov 4, 2022 | Initial | $2,672,409 | No comparison | 50 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $28.9M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-463969
The Company is offering a maximum of $250,000,000 in the aggregate, which may be increased to a maximum of $1,000,000,000 subject to the Company's sole discretion, of its 10% AC Bonds and 12% QP Bonds.
MBD receives selling commissions of 6% of gross offering proceeds ("GOP") from the sale of AC Bonds, a marketing & due diligence expense fee of 1% of GOP (AC Bonds), and a MBD Fee of up to 3.75% of GOP (AC Bonds) and up to 4.75% of GOP (QP Bonds).
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Arete Wealth Management, LLC | 44856 | |
| NI ADVISORS | 134502 | |
| Moloney Securities Co., Inc. | 38535 | |
| Nova Capital Solutions, LLC | 174636 |
Source: Form D, filed Aug 8, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Scott Gall | Executive |
| Mike Maertens | Executive |
| James Richmond | Executive, Promoter |
| Jeanne Richmond | Executive, Promoter |
| Todd Snarr | Executive |
Issuer details
Industry: Electric Utilities (See others in industry)
Address:Bonita Springs, FL, 34135