Form D · Electric Utilities
e2c ESA Bond 1, LLC
Bonita Springs, FL · CIK 0001811971
Offering snapshot reported Jun 9, 2021 · SEC filing
- Reported sold
- $40.2M Offering amount: $50M
- Investors reported
- 397 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Jun 19, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 397
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 9, 2021 | Amendment | $40,168,350 | No comparison | 397 | SEC filing |
| Jun 10, 2020 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $5.63M (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-368644
Offering amount may be increased to $100,000,000, subject to the Company's sole discretion.
Principal Non-Convertible Series A and Series B Bonds & Senior Secured Series C Bonds
MBD receives selling commissions of 3% gross offering proceeds on sale of Series C Bonds + 2% of Series C Bonds exchanged for Series A Bonds or 3.25% on Series C Bonds exchanged for Series B Bonds + MBD fee of 3% + marketing & DD fee of 1-2%
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Arete Wealth Management, LLC | 44856 | |
| Innovation Partners LLC | 146344 | |
| Westpark Capital, Inc. | 39914 | |
| NI Advisors | 134502 | |
| Newbridge Securities Corporation | 104065 | |
| Moloney Securities Co., Inc. | 38535 | |
| Cabin Securities, Inc. | 137608 | |
| JCC Capital Markets, LLC | 146776 | |
| Center Street Securities, Inc. | 26898 | |
| Great Point Capital LLC | 114203 |
Source: Form D, filed Jun 9, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Scott Gall | Executive |
| E2comply Llc | Executive, Promoter |
| E2c Dgu Llc | Executive, Promoter |
| Mike Maertens | Executive |
| Jeanne Richmond | Executive, Promoter |
| James Richmond | Executive, Promoter |
| Todd W. Snarr | Executive |
Issuer details
Industry: Electric Utilities (See others in industry)
Address:
8901 Quality Rd
Bonita Springs, FL, 34135
Bonita Springs, FL, 34135