Form D · Oil and Gas
E-T Energy Ltd.
Calgary, A0 · CIK 0001475728
Offering snapshot reported Nov 3, 2009 · SEC filing
- Reported sold
- $5M Offering amount: $40M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 19, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 3, 2009 | Initial | $5,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.8M
- Finders' fees
- $0
- Form D file number
- 021-135808
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| TD Securities Inc. | None | TD Securities (USA) LLC · CRD 18476 |
| Credit Suisse Securities (USA) LLC | 816 | |
| Macquarie Capital Markets Canada Ltd. | None | Macquarie Capital Markets North America Ltd. · CRD 38108 |
Source: Form D, filed Nov 3, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Julie Chan | Executive |
| Ralph F. Cox | Director |
| Craig W. Mc Donald | Executive |
| Bruce C.W. Mc Gee | Director, Executive |
| Wayne Newhouse | Director |
| Gordon Singer | Director, Executive |
| George T. Stapleton, Ii | Director |
| Jerry V. Swank | Director |
| Thomas D. Willis, Ii | Director |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
4895 35 B Street S.E.
Calgary, A0, T2B 3M9
Calgary, A0, T2B 3M9