Form D · Other Investment Fund

E Squared II, LLC

New York, NY · CIK 0001760888

Offering snapshot reported Dec 11, 2018 · SEC filing

Reported sold: $609K
Investors reported: 9
Minimum accepted: $0
First sale: Jan 30, 2018

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 11, 2018	Initial	$609,095	No comparison	9	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-327610

Source: Form D, filed Dec 11, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AEGON AM FUNDS, LLC - AEGON INTERNATIONAL SUSTAINABLE EQUITY PRIVATE FUND

Investment adviser: AEGON USA INVESTMENT MANAGEMENT, LLC

Gross asset value: $26M
Beneficial owners: 1
ADV minimum commitment: $1M

Reported in Form ADV on Nov 20, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS CHICAGO, Illinois, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 238

Filing source

Form ADV 1469262 · Nov 20, 2020 · Schedule D 7.B.(1), fund 805-5402794532

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
E Squared II, LLC (this fund)	Dec 11, 2018	$609,095	9
E Squared IV, LLC	Dec 6, 2018	$340,000	11
E Squared V, LLC	Nov 28, 2018	$550,000	7

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Llc Assure Fund Management Ii	Executive
Llc E Squared Capital Management	Director
Richard Thoms	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

150 East 52nd Street, 22nd Floor
New York, NY, 10022