Form D · Other
DYNASTY METALS & MINING INC
Vancouver, A1 · CIK 0001365827
Offering snapshot reported Apr 7, 2010 · SEC filing
- Reported sold
- $2.38M Offering amount: $3.87M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 1, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 7, 2010 | Initial | $2,382,765 | No comparison | 3 | SEC filing |
| Nov 5, 2009 | Initial | $741,359 | No comparison | 1 | SEC filing |
| Mar 5, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Mar 20, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Oct 26, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jan 10, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| May 30, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $143K
- Finders' fees
- $0
- Form D file number
- 021-90756
Aggregate offering includes amount that may be received by Issuer upon exercise of warrants. Each whole warrant may be exercised for one additional share at an exercise price of CDN $5.00 per share until April 1, 2011.
Unit = one common share and one half common share warrant
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Cormark Securities Inc. | None | Cormark Securities (USA) Limited · CRD 101000 |
| Canaccord Financial Ltd. | None | Canaccord Adams Inc. · CRD 1020 |
Source: Form D, filed Apr 7, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Segundo Jesus Ernesto Andrade | Director |
| Mark Bailey | Director |
| Nicholas Furber | Executive |
| Yale Simpson | Director |
| Gordon Brian Speechly | Director |
| Brian Speechly | Director |
| Ernesto Andrade Veloz | Director |
| Robert Washer | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
666 Burrard Street Suite 270
Vancouver, A1, V6C 2X8
Vancouver, A1, V6C 2X8