Form D · Hedge Fund

Dynamic Large Cap Core Fund, a series of The PanAgora Group Trust

Boston, MA · CIK 0001475790

Offering snapshot reported Jul 29, 2016 · SEC filing

Reported sold: $40M
Investors reported: 2
Minimum accepted: $0
First sale: Jul 1, 2007

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors1 → 2

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 29, 2016	Amendment	$40,006,748	$0vs Jan 14, 2016	2	SEC filing
Jan 14, 2016	Amendment	$40,006,748	$12,060,000vs Sep 17, 2014	1	SEC filing
Sep 17, 2014	Amendment	$27,946,748	$23,799,247vs Jan 3, 2012	1	SEC filing
Jan 3, 2012	Amendment	$4,147,501	-$29,610,519vs Nov 4, 2009	1	SEC filing
Nov 4, 2009	Initial	$33,758,020	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-135834

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Foreside Fund Services, LLC	46106

Source: Form D, filed Jul 29, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DYNAMIC LARGE CAP CORE FUND

Investment adviser: PANAGORA ASSET MANAGEMENT INC

Gross asset value: $4.01M
Beneficial owners: 1
ADV minimum commitment: $0

Reported in Form ADV on Jan 23, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BANK OF NEW YORK MELLON EVERETT, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE, LLP BOSTON, Massachusetts, United States

Custodian THE BANK OF NEW YORK MELLON EVERETT, Massachusetts, United States Related to adviser: No

Marketer FORESIDE FUND SERVICES, LLC PORTLAND, Maine, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

FORESIDE FUND SERVICES, LLC
CRD 46106 · SEC 8-51293

Filing source

Form ADV 1066103 · Jan 23, 2017 · Schedule D 7.B.(1), fund 805-5696204901

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Hslaoping B. Hua	Director, Executive
Yutaka Ideguchi	Director
Louis Xavier Iglesias	Executive
Hiroshi H. Ishimura	Director
Keisuke Kawasaki	Director
Tomohiko Masuda	Director
George Deckey Mussalli	Executive
Robert Jeffery Orr	Director
N/A Pan Agora Asset Management, Inc.	Promoter
Edward Enping Qian	Director, Executive
Robert Lloyd Reynolds	Director
Philip Keebler Ryan	Director
Eric Hevering Sorensen	Director, Executive
Paul Sutton	Executive
N/A The Bank Of New York Mellon	Director
Richard B. Tibbetts	Director
Gregory Dennis Tretiak	Director
Michael H. Turpin	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

470 Atlantic Avenue 8 Th Floor
Boston, MA, 02210