Form D · Other
DXV Water Technologies LLC
Santa Ana, CA · CIK 0001409710
Offering snapshot reported May 27, 2014 · SEC filing
- Reported sold
- $809K Offering amount: $2M
- Investors reported
- 19 Form D · investor count
- Minimum accepted
- $2K Reported outside-investor minimum
- First sale
- Apr 12, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$386,900 → $808,713
- Reported investors15 → 19
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 27, 2014 | Amendment | $808,713 | $421,813vs Apr 25, 2013 | 19 | SEC filing |
| Apr 25, 2013 | Initial | $386,900 | No comparison | 15 | SEC filing |
| Nov 17, 2011 | Initial | $361,804 | No comparison | 8 | SEC filing |
| Feb 14, 2011 | Initial | $640,625 | No comparison | 22 | SEC filing |
| May 22, 2009 | Initial | $1,168,000 | No comparison | Not reported | SEC filing |
| Aug 13, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt, Option to acquire
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-195507
Source: Form D, filed May 27, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Daniel Bertram | Director, Executive |
| James Mitchell | Director, Executive |
| Michael Motherway | Director, Executive |
| Thomas Motherway | Executive |
| Diem X Vuong | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
950 W. River Lane
Santa Ana, CA, 92706
Santa Ana, CA, 92706