Form D · Other

DXV Water Technologies LLC

Santa Ana, CA · CIK 0001409710

Offering snapshot reported May 27, 2014 · SEC filing

Reported sold
$809K
Offering amount: $2M
Investors reported
19
Form D · investor count
Minimum accepted
$2K
Reported outside-investor minimum
First sale
Apr 12, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$404K$809KApr 25, 2013: $386,900.00Apr 25, 2013May 27, 2014: $808,713.00May 27, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$386,900 → $808,713
  • Reported investors15 → 19

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 27, 2014Amendment$808,713$421,813vs Apr 25, 201319SEC filing
Apr 25, 2013Initial$386,900No comparison15SEC filing
Nov 17, 2011Initial$361,804No comparison8SEC filing
Feb 14, 2011Initial$640,625No comparison22SEC filing
May 22, 2009Initial$1,168,000No comparisonNot reportedSEC filing
Aug 13, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Debt, Option to acquire
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-195507

Source: Form D, filed May 27, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Daniel Bertram Director, Executive
James Mitchell Director, Executive
Michael Motherway Director, Executive
Thomas Motherway Executive
Diem X Vuong Director, Executive

Issuer details

Industry: Other (See others in industry)

Address:
950 W. River Lane
Santa Ana, CA, 92706