Form D · Hedge Fund

DWM STRATEGIC EQUITY INCOME FUND LLC

Concord, MA · CIK 0001457456

Offering snapshot reported Feb 1, 2018 · SEC filing

Reported sold
$54.3M
Indefinite offering
Investors reported
83
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$27.1M$54.3MMar 16, 2009: $43,948,834.00Mar 16, 2009Mar 11, 2010: $46,607,223.00Mar 2, 2011: $47,420,289.00Feb 27, 2012: $48,753,905.00Feb 21, 2013: $49,988,859.00Feb 13, 2014: $51,969,005.00Feb 6, 2015: $52,354,977.00Feb 8, 2016: $52,910,476.00Feb 6, 2017: $53,368,362.00Feb 1, 2018: $54,261,867.00Feb 1, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$53,368,362 → $54,261,867

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 1, 2018Amendment$54,261,867$893,505vs Feb 6, 201783SEC filing
Feb 6, 2017Amendment$53,368,362$457,886vs Feb 8, 201683SEC filing
Feb 8, 2016Amendment$52,910,476$555,499vs Feb 6, 201583SEC filing
Feb 6, 2015Amendment$52,354,977$385,972vs Feb 13, 201483SEC filing
Feb 13, 2014Amendment$51,969,005$1,980,146vs Feb 21, 201383SEC filing
Feb 21, 2013Amendment$49,988,859$1,234,954vs Feb 27, 201283SEC filing
Feb 27, 2012Amendment$48,753,905$1,333,616vs Mar 2, 201183SEC filing
Mar 2, 2011Amendment$47,420,289$813,066vs Mar 11, 201081SEC filing
Mar 11, 2010Amendment$46,607,223$2,658,389vs Mar 16, 200981SEC filing
Mar 16, 2009Amendment$43,948,834No comparisonNot reportedSEC filing
Mar 12, 2009Amendment$43,948,834No comparisonNot reportedSEC filing
Mar 15, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-127270

Source: Form D, filed Feb 1, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DWM STRATEGIC EQUITY INCOME FUND, LLC

Investment adviser: THE DARROW COMPANY, INC.

Gross asset value
$46.9M
Beneficial owners
33
ADV minimum commitment
$25K

Reported in Form ADV on Mar 25, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MAYER HOFFMAN MCCANN PC KANSAS CITY, Missouri, United States
Custodian TD AMERITRADE, INC. OMAHA, Nebraska, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MAYER HOFFMAN MCCANN PC
PCAOB 199

TD AMERITRADE, INC.
SEC 8-23395

Filing source

Form ADV 1278410 · Mar 25, 2019 · Schedule D 7.B.(1), fund 805-1061671936

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Thomas J. Mc Farland Executive
N/A The Darrow Company, Inc. Promoter
Michelle E. Wells Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
801 Main Street
Concord, MA, 01742