Form D · Other
DWM Securitizations S.A.
Luxembourg, N4 · CIK 0001688933
Offering snapshot reported Nov 1, 2016 · SEC filing
- Reported sold
- $60.8M Offering amount: $70M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Oct 14, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 1, 2016 | Initial | $60,800,000 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $304K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-273588
Structuring fee
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| DWM Finance, LLC | 137513 |
Source: Form D, filed Nov 1, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gaelle Attardo Kontzler | Director |
| Peter Johnson | Director |
| Edward Marshall | Director |
| Lennart Stehouwer | Director |
Issuer details
Industry: Other (See others in industry)
Address:
6, Rue Eugene Ruppert
Luxembourg, N4, L-2453
Luxembourg, N4, L-2453