Form D · Other Investment Fund

Dwight 2012 Term Fund

New York, NY · CIK 0001519767

Offering snapshot reported Nov 26, 2012 · SEC filing

Reported sold
$2.31B
Indefinite offering
Investors reported
33
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Apr 27, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.15B$2.31BMay 9, 2011: $1,847,807,703.00May 9, 2011May 13, 2011: $1,847,807,703.00May 14, 2012: $2,131,511,197.00May 14, 2012Nov 26, 2012: $2,309,983,987.00Nov 26, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,131,511,197 → $2,309,983,987
  • Reported investors31 → 33

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 26, 2012Amendment$2,309,983,987$178,472,790vs May 14, 201233SEC filing
May 14, 2012Amendment$2,131,511,197$283,703,494vs May 13, 201131SEC filing
May 13, 2011Amendment$1,847,807,703$0vs May 9, 201131SEC filing
May 9, 2011Initial$1,847,807,703No comparison31SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-159425
Total aggregate sales amount is $2,309,983,987.18
Commingled Investment Trust Interests

Source: Form D, filed Nov 26, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DWIGHT 2012 TERM FUND

Investment adviser: GSAM STABLE VALUE, LLC

Gross asset value
$223M
Beneficial owners
25
ADV minimum commitment
$5M

Reported in Form ADV on Nov 27, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS BOSTON, Massachusetts, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 769127 · Nov 27, 2013 · Schedule D 7.B.(1), fund 805-1595318209

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Glen Casey Executive
Jesse Cole Executive
Brian Dillon Executive
Linda T. Gibson Director
N/A Goldman Sachs Trust Company, N.A. Promoter
Joan R. Gulinello Executive
Mary J. Kirby Director
Karen F. Kupferberg Director
Vincent Manning Executive
Robert D. Mc Dorman, Jr. Director
Scott Mc Hugh Executive
N/A Old Mutual Asset Management Trust Co Promoter
Robert Patterson Director
Ruth E. Paul Executive
Peter L. Rollins Director
Stephen T. Scott Director
Norborne Gee Smith Executive
David H. Smith Director
Virginia M. Turner Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Goldman Sachs Trust Company, N.A. 200 West Street
New York, NY, 10282-2198