Form D · REITS and Finance

DWF IV Buckingham REIT, LLC

San Francisco, CA · CIK 0001622499

Offering snapshot reported Jan 5, 2015 · SEC filing

Reported sold
$125K
Offering amount: $125K
Investors reported
125
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Dec 24, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 5, 2015Initial$125,000No comparison125SEC filing

Offering details

Securities
Equity
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$6.25K
Finders' fees
$0
Form D file number
021-231387

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Charles Harrison3071551H & L Equities, LLC · CRD 113794
Phyllis Beck1020488H & L Equities, LLC · CRD 113794
Patrick Whelchel5389090H & L Equities, LLC · CRD 113794
Scott Harrison4981070H & L Equities, LLC · CRD 113794
Lori Mayfield4899271H & L Equities, LLC · CRD 113794

Source: Form D, filed Jan 5, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DWF IV BUCKINGHAM JV, LLC

Investment adviser: DIVCO WEST REAL ESTATE SERVICES, LLC

Gross asset value
$11.8M
Beneficial owners
3
ADV minimum commitment
$0

Reported in Form ADV on Nov 8, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS, LLC SAN FRANCISCO, California, United States
Custodian CITY NATIONAL BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 1049443 · Nov 8, 2016 · Schedule D 7.B.(1), fund 805-4810800313

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ben Brady Director
Daniel W. Cumming Director
Steven Dietsch Executive
N/A Divco West Fund Iv Reit Lp Gp, Llc Promoter
Joseph Marconi Director
Rob Mashaal Director
Steve Novick Director
Stuart Shiff Director
Keith Wallace Director

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
575 Market St., 35 Th Floor
San Francisco, CA, 94105