Form D · Private Equity Fund

DW HEALTHCARE PARTNERS SMALL CAP, L.P.

Park City, UT · CIK 0001878387

Offering snapshot reported Oct 13, 2022 · SEC filing

Reported sold: $133M
Investors reported: 20
Minimum accepted: $0
First sale: Oct 15, 2021

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 20

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 13, 2022	Amendment	$132,900,000	No comparison	20	SEC filing
Oct 15, 2021	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-417037

The general partner of the Issuer reserves the right to offer a greater or lesser amount of limited partner interests.

Placement agent fees to be paid based upon, in part, the aggregate amount of commitments to the Issuer. Such fees are offset against the management fees payable by the Issuer.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
M2O PRIVATE FUND ADVISORS LLC	158741

Source: Form D, filed Oct 13, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DW HEALTHCARE PARTNERS SMALL CAP, L.P.

Investment adviser: DW MANAGEMENT SERVICES, L.L.C.

Gross asset value: $297M
Beneficial owners: 46
ADV minimum commitment: $5M

Reported in Form ADV on May 11, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALTER DOMUS SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP SALT LAKE CITY, Utah, United States

Custodian FIRST-CITIZENS BANK & TRUST COMPANY RALEIGH, North Carolina, United States Related to adviser: No

Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION SALT LAKE CITY, Utah, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

WELLS FARGO BANK, NATIONAL ASSOCIATION
LEI KB1H1DSPRFMYMCUFXT09

Filing source

Form ADV 2104412 · May 11, 2026 · Schedule D 7.B.(1), fund 805-4826136187

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Gabe Becher	Executive, Promoter
John B. Benear	Executive, Promoter
Andrew Carragher	Executive, Promoter
Aly Champsi	Executive, Promoter
Ronan O'keane	Executive, Promoter
Lance C. Ruud	Executive, Promoter
Douglas K. Schillinger	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1413 Center Drive, Suite 220
Park City, UT, 84098