Form D · Private Equity Fund

DW HEALTHCARE PARTNERS III-B, LP

Park City, UT · CIK 0001551831

Offering snapshot reported Feb 19, 2013 · SEC filing

Reported sold
$56.6M
Offering amount: $56.6M
Investors reported
9
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 30, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$28.3M$56.6MJun 14, 2012: $45,000,000.00Jun 14, 2012Feb 19, 2013: $56,600,000.00Feb 19, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$45,000,000 → $56,600,000
  • Reported investors7 → 9

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 19, 2013Amendment$56,600,000$11,600,000vs Jun 14, 20129SEC filing
Jun 14, 2012Initial$45,000,000No comparison7SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-179779
THE FUND GENERALLY IS REQUIRED TO PAY A SUCCESS FEE OF 2% OF AGGREGATE CAPITAL SUBSCRIPTIONS OF THE INVESTORS IN THE FUND, PLUS CERTAIN REIMBURSABLE EXPENSES OF THE PLACEMENT AGENT.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
BERCHWOOD PARTNERS LLC108399

Source: Form D, filed Feb 19, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John B. Benear Executive
Rodney E. Boone Executive
Andrew C. Carragher Executive
Lance C. Ruud Executive
Douglas K. Schillinger Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1413 Center Drive Suite 220
Park City, UT, 84098