Form D · Hedge Fund

DW Catalyst Offshore Fund, Ltd.

George Town, Grand Cayman, E9 · CIK 0001466293

Offering snapshot reported Mar 12, 2020 · SEC filing

Reported sold
$1.51B
Indefinite offering
Investors reported
160
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Jun 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$754M$1.51BJun 17, 2009: $0.00Jun 17, 2009Jun 18, 2010: $8,702,760.00Jun 20, 2011: $139,723,218.00Jun 19, 2012: $498,523,468.00May 16, 2013: $761,075,570.00May 15, 2014: $1,139,260,255.00Mar 12, 2015: $1,300,717,229.00Mar 11, 2016: $1,449,253,561.00Mar 10, 2017: $1,503,969,772.00Mar 12, 2018: $1,504,539,772.00Mar 12, 2019: $1,504,539,772.00Mar 12, 2020: $1,507,239,772.00Mar 12, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,504,539,772 → $1,507,239,772
  • Reported investors159 → 160

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 12, 2020Amendment$1,507,239,772$2,700,000vs Mar 12, 2019160SEC filing
Mar 12, 2019Amendment$1,504,539,772$0vs Mar 12, 2018159SEC filing
Mar 12, 2018Amendment$1,504,539,772$570,000vs Mar 10, 2017159SEC filing
Mar 10, 2017Amendment$1,503,969,772$54,716,211vs Mar 11, 2016159SEC filing
Mar 11, 2016Amendment$1,449,253,561$148,536,332vs Mar 12, 2015157SEC filing
Mar 12, 2015Amendment$1,300,717,229$161,456,974vs May 15, 2014141SEC filing
May 15, 2014Amendment$1,139,260,255$378,184,685vs May 16, 2013121SEC filing
May 16, 2013Amendment$761,075,570$262,552,102vs Jun 19, 201288SEC filing
Jun 19, 2012Amendment$498,523,468$358,800,250vs Jun 20, 201160SEC filing
Jun 20, 2011Amendment$139,723,218$131,020,458vs Jun 18, 201017SEC filing
Jun 18, 2010Amendment$8,702,760$8,702,760vs Jun 17, 20095SEC filing
Jun 17, 2009Initial$0No comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$5.48M (estimated)
Form D file number
021-132061
The Investment Manager does not currently pay placement agents (or other entities offering similar services) to sell interests in the Fund. Fees listed above represent fees paid up to 12/31/14.

Source: Form D, filed Mar 12, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DW CATALYST OFFSHORE FUND, LTD.

Investment adviser: DW PARTNERS, LP

Gross asset value
$35.6M
Beneficial owners
0
ADV minimum commitment
$5M

Reported in Form ADV on May 3, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG NEW YORK, New York, United States
Custodian BANK OF NEW YORK MELLON ORLANDO, Florida, United States Related to adviser: No
Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 42

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Filing source

Form ADV 1538311 · May 3, 2021 · Schedule D 7.B.(1), fund 805-7755342077

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Karla Bodden Director
N/A Brevan Howard Asset Management Llp Executive
N/A Brevan Howard Capital Management Lp Executive
N/A Brevan Howard Capital Management, L.P. Promoter
N/A Brevan Howard Offshore Management Limited Promoter
Jennifer Drake Promoter
N/A Dw Partners, Lp Promoter
Douglas J. Frisina Promoter
Dennis J. Hunter Director
J Dennis Hunter Director
J. Dennis Hunter Director
Philippe Lespinard Director
Bruce Levitt Director
Jonas Rinne Director
Laura Rose Promoter
Andrew Rosenthal Director
Phil Schmitt Director
Risto Silander Director
Marc Valdes Promoter
James Vernon Director
David Warren Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maples Corporate Services Limited Ugland House, P.O. Box 309
George Town, Grand Cayman, E9, KY1-1104