Form D · Residential

Duo on Fillmore, LLC

Scottsdale, AZ · CIK 0001716953

Offering snapshot reported Dec 5, 2019 · SEC filing

Reported sold: $18.4M
Investors reported: 372
Minimum accepted: $50K
First sale: Nov 29, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$13,617,383 → $18,386,480
Reported investors274 → 372

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 5, 2019	Amendment	$18,386,480	$4,769,097vs Dec 6, 2018	372	SEC filing
Dec 6, 2018	Amendment	$13,617,383	No comparison	274	SEC filing
Oct 10, 2017	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity
Exemptions: 06b
Duration over one year: Yes
Business combination: No

Sales commissions: $1.6M (estimated)
Finders' fees: $0
Form D file number: 021-296290

Amount shown would be the total sales commission and syndicate management fee if the maximum amount of $20,000,000 is sold.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Arete Wealth Management, LLC	44856

Source: Form D, filed Dec 5, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Richard Felker	Executive, Promoter
Randy Grudzinski	Executive, Promoter
Geoffrey P. Jacobs	Executive, Promoter

Issuer details

Industry: Residential (See others in industry)

Address:

6617 N. Scottsdale Road Suite 101
Scottsdale, AZ, 85250