Form D · Investing

Dunham Commercial Mortgage Fund, LP

San Diego, CA · CIK 0001538838

Offering snapshot reported May 10, 2013 · SEC filing

Reported sold: $2M
Investors reported: 8
Minimum accepted: $250K
First sale: Jan 3, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 10, 2013	Amendment	$2,000,000	$0vs Dec 19, 2012	8	SEC filing
Dec 19, 2012	Amendment	$2,000,000	$1,900,000vs Jan 13, 2012	8	SEC filing
Jan 13, 2012	Initial	$100,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.5
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-171860

Source: Form D, filed May 10, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DUNHAM COMMERCIAL MORTGAGE FUND LP

Investment adviser: DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.

Gross asset value: $1.87M
Beneficial owners: 10
ADV minimum commitment: $250K

Reported in Form ADV on Dec 6, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ARMANINO MCKENNA LLP SAN RAMON, California, United States

Marketer ALLEGHENY INVESTMENTS, LTD. PITTSBURGH, Pennsylvania, United States Related to adviser: No

Marketer AMERICAN INVESTORS CO SAN RAMON, California, United States Related to adviser: No

Marketer BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. MARION, Iowa, United States Related to adviser: No

Marketer CAPITAL FINANCIAL SERVICES, INC. MINOT, North Dakota, United States Related to adviser: No

Marketer CAPITAL GUARDIAN, LLC CHARLOTTE, North Carolina, United States Related to adviser: No

Marketer CENTAURUS FINANCIAL, INC. ANAHEIM, California, United States Related to adviser: No

Marketer CETERA FINANCIAL SPECIALISTS LLC SCHAUMBURG, Illinois, United States Related to adviser: No

Marketer EAGLE ONE INVESTMENTS, LLC WASHINGTON, Iowa, United States Related to adviser: No

Marketer FINANCIAL ADVISERS OF AMERICA, LLC CARLSBAD, California, United States Related to adviser: No

Marketer FIRST ALLIED SECURITIES, INC. SAN DIEGO, California, United States Related to adviser: No

Marketer FIRST ASSET FINANCIAL INC. SALINA, Kansas, United States Related to adviser: No

Marketer FOUNDERS FINANCIAL SECURITIES, LLC TOWSON, Maryland, United States Related to adviser: No

Marketer G. A. REPPLE & COMPANY CASSELBERRY, Florida, United States Related to adviser: No

Marketer GENEOS WEALTH MANAGEMENT, INC. DENVER, Colorado, United States Related to adviser: No

Marketer GIRARD SECURITIES, INC. SAN DIEGO, California, United States Related to adviser: No

Marketer H. BECK, INC. ROCKVILLE, Maryland, United States Related to adviser: No

Marketer INDEPENDENT FINANCIAL GROUP, LLC SAN DIEGO, California, United States Related to adviser: No

Marketer INFINEX INVESTMENTS, INC. MERIDEN, Connecticut, United States Related to adviser: No

Marketer MONEY CONCEPTS ADVISORY SERVICE PALM BEACH GARDENS, Florida, United States Related to adviser: No

Marketer PACIFIC WEST SECURITIES, INC. RENTON, Washington, United States Related to adviser: No

Marketer SAMMONS SECURITIES COMPANY, LLC ANN ARBOR, Michigan, United States Related to adviser: No

Marketer SANDERS MORRIS HARRIS INC. HOUSTON, Texas, United States Related to adviser: No

Marketer SICOR SECURITIES INC DAYTON, Ohio, United States Related to adviser: No

Marketer SIGMA FINANCIAL CORPORATION ANN ARBOR, Michigan, United States Related to adviser: No

Marketer SPIRE SECURITIES, LLC RESTON, Virginia, United States Related to adviser: No

Marketer STERNE, AGEE & LEACH, INC. BIRMINGHAM, Alabama, United States Related to adviser: No

Marketer SYNERGY INVESTMENT GROUP, LLC CHARLOTTE, North Carolina, United States Related to adviser: No

Marketer TRANSAM SECURITIES, INC. ALTAMONTE SPRINGS, Florida, United States Related to adviser: No

Marketer TRIAD ADVISORS, INC. NORCROSS, Georgia, United States Related to adviser: No

Marketer UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER SCOTTSDALE, Arizona, United States Related to adviser: No

Marketer USA FINANCIAL SECURITIES CORPORATION ADA, Michigan, United States Related to adviser: No

Marketer VANDERBILT SECURITIES, LLC MELVILLIE, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: Yes

ALLEGHENY INVESTMENTS, LTD.
CRD 7597 · SEC 801-57662

AMERICAN INVESTORS CO
CRD 38 · SEC 801-57838

BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.
CRD 13609 · SEC 801-62277

CAPITAL FINANCIAL SERVICES, INC.
CRD 8408 · SEC 801-24253

CAPITAL GUARDIAN, LLC
CRD 137919 · SEC 8-67133

CENTAURUS FINANCIAL, INC.
CRD 30833 · SEC 801-56882

CETERA FINANCIAL SPECIALISTS LLC
CRD 10358 · SEC 8-27082

EAGLE ONE INVESTMENTS, LLC
CRD 45254

FINANCIAL ADVISERS OF AMERICA, LLC
CRD 142170 · SEC 801-69221

FIRST ALLIED SECURITIES, INC.
CRD 32444 · SEC 801-47805

FIRST ASSET FINANCIAL INC.
CRD 139107 · SEC 8-67191

FOUNDERS FINANCIAL SECURITIES, LLC
CRD 137945 · SEC 801-66892

G. A. REPPLE & COMPANY
CRD 17486 · SEC 801-63426

GENEOS WEALTH MANAGEMENT, INC.
CRD 120894 · SEC 801-62331

GIRARD SECURITIES, INC.
CRD 18697 · SEC 801-61470

H. BECK, INC.
CRD 1763 · SEC 801-56879

INDEPENDENT FINANCIAL GROUP, LLC
CRD 7717 · SEC 801-62667

INFINEX INVESTMENTS, INC.
CRD 35371 · SEC 801-67242

MONEY CONCEPTS ADVISORY SERVICE
CRD 12963 · SEC 801-39736

PACIFIC WEST SECURITIES, INC.
CRD 6390 · SEC 8-17377

SAMMONS SECURITIES COMPANY, LLC
CRD 115368 · SEC 8-53482

SANDERS MORRIS HARRIS INC.
CRD 20580 · SEC 801-66300

SICOR SECURITIES INC
CRD 16195

SIGMA FINANCIAL CORPORATION
CRD 14303 · SEC 8-30466

SPIRE SECURITIES, LLC
CRD 144131 · SEC 8-67635

STERNE, AGEE & LEACH, INC.
CRD 791 · SEC 8-11754

SYNERGY INVESTMENT GROUP, LLC
CRD 46035 · SEC 801-68315

TRANSAM SECURITIES, INC.
CRD 18923 · SEC 8-37065

TRIAD ADVISORS, INC.
CRD 25803 · SEC 801-55518

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
CRD 20804 · SEC 801-57198

USA FINANCIAL SECURITIES CORPORATION
CRD 103857 · SEC 801-68276

VANDERBILT SECURITIES, LLC
CRD 5953 · SEC 8-16712

Filing source

Form ADV 771045 · Dec 6, 2013 · Schedule D 7.B.(1), fund 805-9639465682

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Denise Iverson	Executive

Issuer details

Industry: Investing (See others in industry)

Address:

10251 Vista Sorrento Parkway, Suite 200
San Diego, CA, 92121