Form D · Other
DUNDEE PRECIOUS METALS INC
Toronto, A6 · CIK 0001212233
Offering snapshot reported Jul 20, 2016 · SEC filing
- Reported sold
- $300K Offering amount: $300K
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 11, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 20, 2016 | Initial | $299,970 | No comparison | 1 | SEC filing |
| Dec 5, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $15K
- Finders' fees
- $0
- Form D file number
- 021-267369
Underwriters entitled to receive 5% commission of gross proceeds.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| RBC Capital Markets LLC | 31194 |
Source: Form D, filed Jul 20, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Dorfman | Executive |
| Peter Gillin | Director |
| Jonathan Goodman | Director |
| Richard Gosse | Executive |
| Rick Howes | Director, Executive |
| Nikolay Hristov | Executive |
| Murray John | Director |
| Jeremy Kinsman | Director |
| Hume Kyle | Executive |
| John Lindsay | Executive |
| Garth A.C. Mac Rae | Director |
| Peter B. Nixon | Director |
| Paul Prouix | Executive |
| David Rae | Executive |
| Marie Ann Tawil | Director |
| Anthony Walsh | Director |
| Donald Young | Director |
Issuer details
Industry: Other (See others in industry)
Address:
1 Adelaide Street East Suite 500
Toronto, A6, M5C 2V9
Toronto, A6, M5C 2V9