Form D · Other Banking and Financial Services
DUNCAN WILLIAMS INC
Memphis, TN · CIK 0001431016
Offering snapshot reported Apr 14, 2016 · SEC filing
- Reported sold
- $44.3K Offering amount: $3.55M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 1, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 14, 2016 | Initial | $44,345 | No comparison | 2 | SEC filing |
| Mar 18, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Mar 22, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Mar 8, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Mar 2, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Mar 25, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Mar 16, 2009 | Initial | Yet to sell | No comparison | Not reported | SEC filing |
| Mar 25, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-261349
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None |
Source: Form D, filed Apr 14, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Carolyn Williams Bennet | Director |
| Carolyn Williams Bennett | Director |
| Jim Cherry | Executive |
| Donald B. Clanton | Executive |
| Henry M. Fyfe | Executive |
| Donald A. Malmo | Director, Executive |
| Jim Pauline | Executive |
| Frank B. Reid | Executive |
| John Schlifer | Executive |
| Carolyn F. Williams | Director |
| Duncan F. Williams | Director, Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
6750 Poplar Ave Suite 300
Memphis, TN, 38138
Memphis, TN, 38138