Form D · Other
DUNAV RESOURCES LTD.
Longueuil, A8 · CIK 0001503913
Offering snapshot reported Apr 17, 2014 · SEC filing
- Reported sold
- $4.81M Offering amount: $13.2M
- Investors reported
- 92 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 6, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 17, 2014 | Amendment | $4,813,409 | $0vs Mar 12, 2013 | 92 | SEC filing |
| Mar 12, 2013 | Initial | $4,813,409 | No comparison | 92 | SEC filing |
| Jun 13, 2011 | Initial | $517,771 | No comparison | 1 | SEC filing |
| Oct 20, 2010 | Initial | $1,290,801 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $289K
- Finders' fees
- $0
- Form D file number
- 021-193166
13(a) represents the price of units, plus the exercise price of (i) warrants forming part of the units, (ii) broker warrants, and (iii) warrants issuable upon exercise of broker warrants. There is no guarantee that any of the warrants will be exercised.
Represents a 6% cash fee, converted to US$. In addition the agent also received broker warrants exercisable into broker units for 24 months at a price of C$0.30.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| DUNDEE SECURITIES INC. | 39759 | SPROTT GLOBAL RESOURCE INVESTMENTS LTD. · CRD 35878 |
Source: Form D, filed Apr 17, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Crombie | Director, Executive |
| David Fennell | Director, Executive |
| Adrian Fleming | Executive |
| Louis Pierre Gignac | Director |
| Adrian Goldstone | Director |
| Johnathan Goodman | Director |
| Jonathan Goodman | Director |
| Sean Hasson | Director, Executive |
| Richard Allan Howes | Director |
| Alain Krushnisky | Executive |
| Robert Minto | Director |
| Carole Plante | Executive |
| Craig Thomas | Director |
| John Wakeford | Director |
| Anthony Walsh | Director |
Issuer details
Industry: Other (See others in industry)
Address:Longueuil, A8, J4K 5G4