Form D · Pharmaceuticals
DTx Pharma, Inc.
San Diego, CA · CIK 0001715954
Offering snapshot reported Mar 10, 2021 · SEC filing
- Reported sold
- $100M Offering amount: $100M
- Investors reported
- 22 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 26, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 10, 2021 | Initial | $100,205,508 | No comparison | 22 | SEC filing |
| Jul 6, 2020 | Initial | $200,000 | No comparison | 1 | SEC filing |
| Sep 20, 2019 | Amendment | $12,000,000 | $6,500,000vs Apr 23, 2019 | 60 | SEC filing |
| Apr 23, 2019 | Initial | $5,500,000 | No comparison | 60 | SEC filing |
| Jun 15, 2018 | Amendment | $1,000,000 | $975,000vs Aug 30, 2017 | 15 | SEC filing |
| Aug 30, 2017 | Initial | $25,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-391787
Total amount sold includes $205,523.29 of cancellation of indebtedness and $99,999,985.24 of new cash.
Source: Form D, filed Mar 10, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Andrew Adams | Director |
| Daniel Becker | Director |
| Jeffrey Friedman | Director, Executive |
| John Grundy | Director |
| Matthew Hammond | Director |
| John Rundy | Director |
| Tim Scott | Director |
| Arthur Suckow | Director, Executive |
| Niki Upper | Executive |
Issuer details
Industry: Pharmaceuticals (See others in industry)
Address:
10655 Sorrento Valley Rd #100
San Diego, CA, 92121
San Diego, CA, 92121