Form D · REITS and Finance
DSF IV New Rochelle REIT LLC
Waltham, MA · CIK 0001592023
Offering snapshot reported Nov 18, 2013 · SEC filing
- Reported sold
- $7K Offering amount: $125K
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Nov 15, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 18, 2013 | Initial | $7,000 | No comparison | 7 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $6.25K (estimated)
- Finders' fees
- $0
- Form D file number
- Not reported
Amount shown is per issuer.
Amount shown is per issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Charles Harrison | 3071551 | H & L Equities, LLC · CRD 113794 |
| Phyllis Beck | 1020488 | H & L Equities, LLC · CRD 113794 |
| Patrick Whelchel | 5389090 | H & L Equities, LLC · CRD 113794 |
| Scott Harrison | 4981070 | H & L Equities, LLC · CRD 113794 |
| Lori Mayfield | 4899271 | H & L Equities, LLC · CRD 113794 |
Source: Form D, filed Nov 18, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Dsf Capital Partners Iv, Lp | Director |
| Thomas W. Mazza | Executive |
| Joshua Solomon | Executive |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:
C/O Dsf Advisors Llc 950 Winter Street, Suite 4300
Waltham, MA, 02451
Waltham, MA, 02451