Form D · Other Technology
Drywave Technologies USA, Inc.
Denver, CO · CIK 0001573367
Offering snapshot reported Jun 10, 2013 · SEC filing
- Reported sold
- $100K Offering amount: $1.5M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 31, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 10, 2013 | Initial | $100,000 | No comparison | 2 | SEC filing |
| Apr 1, 2013 | Initial | $500,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $10K
- Finders' fees
- $0
- Form D file number
- 021-197728
Aggregate offering includes amount that may be received by Issuer upon exercise of warrants. Each such warrant may be exercised for one common share at a price of $0.45 per share for a period of 5 years from date of closing.
8% Convertible Unsecured Promissory Note with an attached warrant
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Brookline Group, LLC | 153587 |
Source: Form D, filed Jun 10, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Steve R. Howe | Director, Executive |
| Nickolay Kukekov | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
999 18 Th Street, Suite 3000
Denver, CO, 80202
Denver, CO, 80202