Form D · Private Equity Fund

Drug Royalties Solutions Fund LLC

New York, NY · CIK 0001798418

Offering snapshot reported Jan 9, 2020 · SEC filing

Reported sold
$17.9M
Indefinite offering
Investors reported
23
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 27, 2019
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 9, 2020Initial$17,875,000No comparison23SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-357591

Source: Form D, filed Jan 9, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

DRUG ROYALTIES SOLUTIONS FUND LLC

Investment adviser: STONE RIDGE ASSET MANAGEMENT LLC

Gross asset value
$18.1M
Beneficial owners
24
ADV minimum commitment
$100K

Reported in Form ADV on Jan 22, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP MINNEAPOLIS, Minnesota, United States
Custodian U.S. BANK NATIONAL ASSOCIATION MILWAUKEE, Wisconsin, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Filing source

Form ADV 1484721 · Jan 22, 2021 · Schedule D 7.B.(1), fund 805-3905527115

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James Thomas Rothwell Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Stone Ridge Asset Management Llc 510 Madison Avenue, 21 St Floor
New York, NY, 10022